Andrew Winchester

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2013 → 11/2016
  Wells Fargo Advisors, Llc
  Santa Barbara, CA
• 11/2016 → 11/2020
  Wells Fargo Clearing Services, Llc
  Santa Barbara, CA
• 11/2020 → 10/2023
  Jpmorgan Chase Bank, N.A.
  Westlake Village, CA
• 11/2020 → 10/2023
  Jpmorgan Securities Llc
  Westlake Village, CA
• 01/2024 → Present
  Morgan Stanley Smith Barney Llc
  Santa Barbara, CA
• 01/2024 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2020-11-18 → 2023-10-26
  J.P. Morgan Securities Llc
  Westlake Village, CA
  Santa Barbara, CA
  Santa Barbara, CA
• 2014-02-25 → 2020-11-17
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  San Luis Obispo, CA
  Minneapolis, MN
  Tarpon Springs, FL
• 2012-04-11 → 2013-12-31
  Pacific Pointe Advisors Llc
  Santa Barbara, CA

Other Businesses

*582640 - Wolf Museum of Explorartion and Innovation (MOXI); Investment Related - No; Santa Barbara, California; Children/Youth, Education, Environmental; Board Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 01/2019; During Business Hours: 3; After Business Hours: 3; Other:Fundraising - board leadership and on two committees, Active on Capital Campaign for fundraising and Investment Committee non-authority position (3) Winchester Family Trust / Investment Related / Santa Barbara, CA / Co-Trustee for family trust / Start April-2011 / 1 hour devoted per month / 0 during trading hours. *582642 - Rancho Oaks Investment Co. , LLC; Investment Related: No; Santa Barbara, California; Rental Property, Real Estate; Managing Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 03/2018; During Business Hours: 0; After Business Hours: 1; Property Management, Check Signing/Funds Disbursements *582641 - 1195 TO Blvd, LLC; Investment Related: No; Santa Barbara, California; Real Estate; Managing Member (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 12/2023; During Business Hours: 0; After Business Hours: 1; Property Management, Check Signing/Funds Disbursements

Exams

• S63 Uniform Securities Agent State Law Examination
  2014-06-02
• S65 Uniform Investment Adviser Law Examination
  2012-04-10

Other Names

• Andy Winchester
• Andrew Harry Winchester