David Nmn Vasos

Current Employers

Employment History

• 01/1982 → Present
  North Star Consultants Inc
  Minneapolis, MN
• 05/1982 → 08/2023
  Minnesota Life Insurance Co
  St Paul, MN
• 02/1989 → 08/2023
  Securian Financial Services, Inc.
  Minneapolis, MN
• 02/1989 → 10/2021
  C.R.I. Securities, Inc.
  Minneapolis, MN
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Minneapolis, MN
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2010-06-02 → 2023-08-10
  Securian Financial Services, Inc.
  Portland, OR
  St. Paul, MN
  Bayport, MN
  Minneapolis, MN
  Scottsdale, AZ
  Tucson, AZ
  Iowa City, IA
  Minnetonka, MN
  Bloomington, MN
  St. Paul, MN
  Madison, WI
  Austin, TX
  Scottsdale, AZ
  St. Paul, MN
  Rochester, MN
  Park Rapids, MN
  Albuquerque, NM
  Missoula, MT
  Billings, MT
  St Cloud, MN
  St. Louis, MO
  St. Paul, MN
• 2010-06-02 → 2021-10-28
  Cri Securities, Llc
  Scottsdale, AZ
  Madison, WI
  Iowa City, IA
  Minneapolis, MN
  Bloomington, MN
  Bayport, MN
  Park Rapids, MN
  Tucson, AZ
  St. Paul, MN
  Minnetonka, MN
  St. Paul, MN
  Scottsdale, AZ
  St. Paul, MN
  Rochester, MN
  Austin, TX
  Albuquerque, NM
  Missoula, MT
  Billings, MT
  St Cloud, MN
  Portland, OR
  St Louis, MO
• 2003-06-03 → 2008-09-10
  Marathon Advisors, Inc
  Minneapolis, MN

Other Businesses

1) NORTH STAR CONSULTANTS & NORTH STAR BROKERAGE POSITION: Officer NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 07/01/1982 ADDRESS: , St. Paul MN , United States DESCRIPTION: Officer 2) NORTH STAR SCOTT RICHARDS CHARITABLE FOUNDATION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 05/01/2016 ADDRESS: , Minneapolis MN , United States DESCRIPTION: Member 3) NORTH STAR RESOURCE GROUP INSURANCE BROKERAGE SERVICES POSITION: Owner NATURE: DBA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2017 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: This entity is intended to offer Property and Casualty Insurance to individual and commercial clients. It is owned by North Star Consultants, Inc and will operate as an operating division of North Star. 4) NORTH STAR TAX, LLC POSITION: Director NATURE: Accountant/CPA INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2002 ADDRESS: 2701 University Avenue SE, Minneapolis MN 55414, United States DESCRIPTION: Director of North Star entity that provides tax preparation services to North Star clients. 5) NAME OF OTHER BUSINESS: NORTH STAR RESOURCE GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; N ATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 06/2024; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-06-21
• S63 Uniform Securities Agent State Law Examination
  1982-09-27

Designations

Other Names

• David Vasos