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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-08-26 |
| NY | RA | APPROVED | 2022-08-10 |
| TX | RA | APPROVED_RES | 2017-03-27 |
| CA | RA | APPROVED | 2009-06-11 |
| WA | RA | APPROVED | 2003-08-29 |
Branch Locations
925 Westchester Avenue Floor 04, White Plains, NY 10604 • United States
Shelter Island, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmorgan Chase Bank, N.A. | Bellevue | WA | 10/2010 | Present |
| J.P. Morgan Securities Llc | Bellevue | WA | 10/2008 | Present |
Effective 6/15/2018 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-05-25 |
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