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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2009-01-02
  • WA RA
    APPROVED
    Since 2009-01-02

Branch Locations

33600 6Th Avenue S. Suite 130, Federal Way, WA 98003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Federal Way WA 05/2008 Present
Raymond James Financial Services Advisors, Inc Federal Way WA 01/2009 Present
Chaffee & Associates Llc Federal Way WA 01/2008 11/2017
Previous Registrations
Other Businesses

(1)Name of Business: Address: 2711 86th Ave E, Edgewood, WA, 98371, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 05/01/1979 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own 4 rental houses (2)Name of Business: Horsefly River Farms Inc. Address: 2711 86th Ave East\n, Edgewood, WA, 98371, United States Activity Type: Business Owner Position/Title: Officer - President Investment Related: No Start Date: 08/14/2008 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: a dozen of us own this ranch for recreation. I have zero actual duties.\nIn the filed below the only both options indicate a profit motive business. It is not. Most years we sharecrop a little hay which usually covers insurance and taxes. It is not a business, it is only incorporated because it is easier for US citizens to own shares than RE in Canada (3)Name of Business: NA Address: 2711 86th Ave E, Edgewood, WA, 98371, United States Activity Type: Other Position/Title: Author Investment Related: No Start Date: 08/15/2008 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I may sell articles to magazines and I hope to sell a collection of stories, that is in process

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-07-13
S63 Uniform Securities Agent State Law Examination 1982-07-22
  • S65 Uniform Investment Adviser Law Examination
    1992-07-13
  • S63 Uniform Securities Agent State Law Examination
    1982-07-22

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