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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-25 |
| TX | RA | APPROVED_RES | 2024-06-14 |
| WA | RA | APPROVED | 2024-06-14 |
Branch Locations
501 S 336Th St Ste 202, Federal Way, WA 98003-6745 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Invest Financial Corp | Tampa | FL | 11/2003 | 11/2017 |
| Securities America, Inc. | Federal Way | WA | 11/2017 | 06/2024 |
| Securities America Advisors | Federal Way | WA | 11/2017 | 06/2024 |
| Osaic Wealth, Inc. | Federal Way | WA | 06/2024 | Present |
1. MRW Financial Position: Sales Nature: Fixed Annuity, Term Life Insurance, and Long Term Care Sales Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 01/01/2015 Address: 310 S Dale Mabry Hwy #210, Tampa FL 33609 2. Advisory SAA Position: Advisor Nature: Investment Advisor Business Investment Related: Yes Hours: 40 Securities Trading Hours: 40 Start Date: 12/01/2017 Address: 12325 Port Grace Blvd, La Vista NE 68128 DBA: Laurus Financial Group 3. LAURUS FINANCIAL SERVICES, LLC POSITION: Owner/Partner NATURE: Owner, in partnership, of Laurus Financial Services, LLC. This is the operating company name of our business, DBA Laurus Financial Group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 501 S. 336th St, Suite 202, Federal Way WA 98003 DESCRIPTION: Laurus Financial Services, LLC is the operating company name of our DBA Laurus Financial Group. Activities include acting as a financial advisor and investment advisor through Securities America Inc. 4. OHIO NATIONAL LIFE INSURANCE POSITION: Sales NATURE: Life insurance sales. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: P.O Box 237, Cincinnati OH 45201, United States DESCRIPTION: Term life insurance sales as needed by client 5. MRW FINANCIAL POSITION: Sales NATURE: Fixed Annuity, Term Life Insurance, and Long Term Care Sales. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 310 S. Dale Mabry Hwy #210, Tampa FL 33609, United States DESCRIPTION: I use MRW for fixed business only. 6. AUGUSTAR FINANCIAL POSITION: Sales NATURE: Life insurance sales. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: One Financial Way, Cincinnati OH 45242, United States DESCRIPTION: Term life insurance sales as needed by client
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1996-04-12 |
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