Brett Howard Hulse

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → 11/2017
  Invest Financial Corp
  Tampa, FL
• 11/2017 → 06/2024
  Securities America, Inc.
  Federal Way, WA
• 11/2017 → 06/2024
  Securities America Advisors
  Federal Way, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Federal Way, WA

Previous Registrations

• 2017-12-01 → 2024-06-14
  Securities America Advisors, Inc.
  Federal Way, WA
  Federal Way, WA
• 2003-11-21 → 2017-12-05
  Invest Financial Corporation
  Federal Way, WA
  Federal Way, WA
• 2003-04-11 → 2003-11-21
  Veravest Investment Advisors, Inc.
  Federal Way, WA

Other Businesses

1. MRW Financial Position: Sales Nature: Fixed Annuity, Term Life Insurance, and Long Term Care Sales Investment Related: No Hours: 1 Securities Trading Hours: 1 Start Date: 01/01/2015 Address: 310 S Dale Mabry Hwy #210, Tampa FL 33609 2. Advisory SAA Position: Advisor Nature: Investment Advisor Business Investment Related: Yes Hours: 40 Securities Trading Hours: 40 Start Date: 12/01/2017 Address: 12325 Port Grace Blvd, La Vista NE 68128 DBA: Laurus Financial Group 3. LAURUS FINANCIAL SERVICES, LLC POSITION: Owner/Partner NATURE: Owner, in partnership, of Laurus Financial Services, LLC. This is the operating company name of our business, DBA Laurus Financial Group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 501 S. 336th St, Suite 202, Federal Way WA 98003 DESCRIPTION: Laurus Financial Services, LLC is the operating company name of our DBA Laurus Financial Group. Activities include acting as a financial advisor and investment advisor through Securities America Inc. 4. OHIO NATIONAL LIFE INSURANCE POSITION: Sales NATURE: Life insurance sales. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: P.O Box 237, Cincinnati OH 45201, United States DESCRIPTION: Term life insurance sales as needed by client 5. MRW FINANCIAL POSITION: Sales NATURE: Fixed Annuity, Term Life Insurance, and Long Term Care Sales. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 310 S. Dale Mabry Hwy #210, Tampa FL 33609, United States DESCRIPTION: I use MRW for fixed business only. 6. AUGUSTAR FINANCIAL POSITION: Sales NATURE: Life insurance sales. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2022 ADDRESS: One Financial Way, Cincinnati OH 45242, United States DESCRIPTION: Term life insurance sales as needed by client

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-06
• S63 Uniform Securities Agent State Law Examination
  1996-04-12