Hal Lettice

Current Employers

Employment History

• 11/2003 → 11/2017
  Invest Financial Corporation
  Federal Way, WA
• 11/2017 → 06/2024
  Securities America, Inc.
  Federal Way, WA
• 11/2017 → 06/2024
  Securities America Advisors
  Federal Way, WA
• 06/2024 → Present
  Osaic Wealth, Inc.
  Federal Way, WA

Previous Registrations

• 2017-12-01 → 2024-06-14
  Securities America Advisors, Inc.
  Federal Way, WA
  Federal Way, WA
• 2003-11-21 → 2017-12-05
  Invest Financial Corporation
  Federal Way, WA
  Federal Way, WA
  Olympia, WA
• 2003-05-06 → 2003-11-21
  Veravest Investment Advisors, Inc.
  Federal Way, WA

Other Businesses

**Advisory - SAA Position: Financial Advisor - Nature: Investment advisory sales and service Investment Related: Yes - Hours: 10 - Securities Trading Hours: 10 - Start Date: 12/01/2017 - Address: 12325 Port Grace Blvd, LaVista NE 68128 **Light of Christ Community Garden Position: Admin - Nature: Light of Christ Community Garden - Admin Investment Related: No - Hours: 2 - Securities Trading Hours: 0 - Start Date: 01/01/2013 - Address: 34249 21st Ave SW, Federal Way WA 98023 **MRW Financial Position: Independent sales - Nature: Fixed annuity investment sales Investment Related: No - Hours: 2 - Securities Trading Hours: 2 - Start Date: 03/01/2011 - Address: 310 S Dale Mabry Hwy, #210, Tampa FL 33609 **Laurus Insurance Services Position: Partner - Nature: pass through income in the form of a partnership through Laurus Insurance Services. - Investment Related: No - Hours: 0 Securities Trading Hours: 0 - Start Date: 01/01/2010 - Address: 501 S 336th St., Suite 202, Federal Way WA 98003-6745 **DBA: Laurus Financial Group LAURUS FINANCIAL SERVICES, LLC POSITION: Owner/Partner NATURE: Owner, in partnership, of Laurus Financial Services, LLC. This is the operating company name of our business, DBA Laurus Financial Group. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2004 ADDRESS: 501 S 336th St, Suite 202, Federal Way WA 98003, United States DESCRIPTION: Laurus Financial Services, LLC is the operating company name of our DBA Laurus Financial Group. Activities include acting as a financial advisor and investment advisor through Securities America Inc. OHIO NATIONAL LIFE INSURANCE COMPANY POSITION: Sales NATURE: Insurance sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2022 ADDRESS: 1 Financial Way, Cincinnati OH 45242, United States DESCRIPTION: Term life insurance sales when needed by clients.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-11-06
• S63 Uniform Securities Agent State Law Examination
  1999-03-06