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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-05-11
WA RA APPROVED 2024-06-14
  • TX RA
    APPROVED_RES
    Since 2026-05-11
  • WA RA
    APPROVED
    Since 2024-06-14

Branch Locations

501 S 336Th Street Ste 202, Federal Way, WA 98003 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Phoenix AZ 04/2023 09/2023
Securities America, Inc. Federal Way WA 09/2023 06/2024
Plexus Worldwide Scottsdale AZ 06/2011 04/2023
Osaic Wealth, Inc. Federal Way WA 06/2024 Present
  • 04/2023 → 09/2023
    Unemployed
    Phoenix, AZ
  • 09/2023 → 06/2024
    Securities America, Inc.
    Federal Way, WA
  • 06/2011 → 04/2023
    Plexus Worldwide
    Scottsdale, AZ
  • 06/2024 → Present
    Federal Way, WA
Previous Registrations
  • 2024-05-01 → 2024-06-14
    Securities America Advisors, Inc.
    Federal Way, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-05
  • S66 Uniform Combined State Law Examination
    2023-12-05

View on SEC IAPD

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