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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-09-26 |
| WA | RA | APPROVED | 2024-06-14 |
Branch Locations
501 S 336Th Street Ste 202, Federal Way, WA 98003 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fife Financial, Inc. | Auburn | WA | 01/2000 | 09/2019 |
| Securities America, Inc. | Spokane | WA | 09/1996 | 06/2024 |
| Securities America Advisors, Inc. | Spokane | WA | 02/2004 | 06/2024 |
| D. Scott Fife Dba Horizon Advisors | Federal Way | WA | 10/2019 | Present |
| Osaic Wealth, Inc. | Federal Way | WA | 06/2024 | Present |
| Osaic Wealth, Inc. | Federal Way | WA | 06/2024 | Present |
***D SCOTT FIFE DBA HORIZON ADVISORS POSITION: Owner NATURE: D. Scott Fife, sole proprietor DBA Horizon Advisors I use this entity to advertise by services as an Investment Representative, Financial Advisor and Insurance Agent. INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 80 START DATE: 10/01/2019 ADDRESS: 31620 23rd Ave S, Suite 308, Federal Way WA 98003, United States DESCRIPTION: I use this entity to advertise by services as an Investment Representative, Financial Advisor and Insurance Agent. ***SHELDEN FINANCIAL, INC. POSITION: Director NATURE: Shelden Financial, Inc. - Address is: 5457 S Star Lake Rd, Auburn, WA 98001. Main business activity is business services: accounting, payroll, office management. I have been a director on the board of directors of Shelden Financial since December 17, 2004. I attend the annual Board of Directors and Shareholders meetings. I do not devote any time to this business during trading hours. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/17/2004 ADDRESS: 5457 S Star Lake Rd, Auburn WA 98001 DESCRIPTION: I am a director on the board of directors of Shelden Financial.I attend the annual Board of Directors and Shareholders meetings. I do not devote any time to this business during trading hours. I employ Shelden Financial to provide office management and services for my branch office of Securities America. ***D SCOTT FIFE DBA HORIZON ADVISORS POSITION: Licensed insurance agent NATURE: Life Insurance and Annuity sales INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 10/01/2019 ADDRESS: 31620 23rd Ave S, Suite 308, Federal Way WA 98003 DESCRIPTION: I offer insurance products to my clients.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-01-23 |
| S63 | Uniform Securities Agent State Law Examination | 1994-07-22 |
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