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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2011-08-31
TX RA APPROVED 2011-08-09
  • CO RA
    APPROVED
    Since 2011-08-31
  • TX RA
    APPROVED
    Since 2011-08-09

Branch Locations

13984 W Bowles Ave., #200, Littleton, CO 80127 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 08/2011 Present
Cambridge Investment Research Advisors, Inc Fairfield IA 08/2011 Present
Previous Registrations
  • 2008-05-16 → 2011-08-01
    First Allied Securities, Inc.
    Denver, CO
    San Diego, CA
    Denver, CO
  • 2002-09-04 → 2008-05-15
    Cetera Advisors Llc
    Denver, CO
    Denver, CO
  • 2002-08-08 → 2002-09-19
    Northstar Investment Advisors Llc
    Denver, CO
Other Businesses

1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 08/2011, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MON 120 HR/MO TRADING. 2) DENNIS CLARK, 13984 W BOWLES AVE, LITTLETON, CO, 05/2002, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 4 HR/MO, 0 HR/MO TRADING. 3) PREFERRED PARTNERS, 13984 W Bowles Ave, littleton CO 80127, United States, 05/03/2024, Board Member, Securities Business (OSJ), NIR, 0 HR/MO, 0 HR/MO TRADING. 4) GEMINIWEALTHADVISORS, 13984 W Bowles Ave Ste 200, Littleton CO 80127, United States, 01/01/2011, Owner, DBA Name (LLC, DBA Centennial Capital Partners), NIR, 5 HR/MO - 0 HR/MO TRADING 5) CENTENNIAL CAPITAL PARTNERS, 13984 W Bowles Ave Ste 200, Littleton CO 80127, United States, 01/01/2011, Investment Advisor Representative, Owner/Partner of a Business Entity, NIR, 90 HR/MO - 90 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-10-12
S63 Uniform Securities Agent State Law Examination 1982-07-28
  • S65 Uniform Investment Adviser Law Examination
    1998-10-12
  • S63 Uniform Securities Agent State Law Examination
    1982-07-28

View on SEC IAPD

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