Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-02
HI RA APPROVED 2020-11-12
  • TX RA
    APPROVED
    Since 2025-05-02
  • HI RA
    APPROVED
    Since 2020-11-12

Branch Locations

928 Nu'UAnu Avenue Suite 403, Honolulu, HI 96817 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Manufactures Life Ins. Co. Honolulu HI 12/1987 Present
First Allied Securities, Inc. San Diego CA 01/1995 09/2022
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 11/2020
First Allied Advisory Services Schaumburg IL 11/2020 11/2020
Cetera Advisors Llc Honolulu HI 09/2022 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
  • 12/1987 → Present
    Manufactures Life Ins. Co.
    Honolulu, HI
  • 01/1995 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 11/2020
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 11/2020 → 11/2020
    First Allied Advisory Services
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Honolulu, HI
  • 11/2020 → Present
    Schaumburg, IL
  • 11/2020 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-07-02 → 2020-11-12
    First Allied Advisory Services, Inc.
    Honolulu, HI
  • 1999-01-11 → 2012-07-02
    First Allied Securities, Inc.
    Honolulu, HI
Other Businesses

1) JUDITH C. SLAWSKY EA, CFP, CWS, LLC; OWNER; NON-CPA ACCOUNTING AND/OR TAX PREPARATION; START DATE: 01/01/1980; 80 HOURS PER MONTH. 2) JUDITH C. SLAWSKY, EA, CFP; DBA; STARTE DATE: 05/26/2004; 0 HOURS PER MONTH. 3) HAWAII TIMES BUILDING; BOARD OF DIRECTORS; OTHER; START DATE: 05/01/2018; 4 HOURS PER MONTH. 4) NAME OF OTHER BUSINESS: JUDITH C SLAWSKY EA, CFP, CWS, LLC INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: OFFICE SPACE, START DATE: 11/2013, POSITION/TITLE/RELATIONSHIP: OWNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: COLLECT AND DEPOSIT RENT CHECKS;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-10-02
  • S63 Uniform Securities Agent State Law Examination
    1982-10-02
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Honolulu, HI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor