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4 North Park Drive Suite 106, Hunt Valley, MD 21030-1806 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-01-05 |
| TX | RA | APPROVED_RES | 2016-12-02 |
Branch Locations
4 North Park Drive Suite 106, Hunt Valley, MD 21030-1806 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Dain Rauscher Inc. | Baltimore | MD | 03/2002 | Present |
| Marathon Capital Management | Hunt Valley | MD | 01/2006 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-02-21 |
| S63 | Uniform Securities Agent State Law Examination | 1982-08-02 |
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