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Howard Dale Erman

Edelman Financial Engines

Seal Beach, CA

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Current Employers
Edelman Financial Engines

3945 Freedom Circle, Santa Clara, CA 95054 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED 2023-04-21
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED
    Since 2023-04-21

Branch Locations

3020 Old Ranch Pkwy Ste 100, Seal Beach, CA 90740 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks Llc El Segundo CA 01/2013 09/2022
Erman Retirement Advisory Seal Beach CA 01/2000 12/2022
Financial Engines Advisors L.L.C. Santa Clara CA 08/2022 Present
  • 01/2013 → 09/2022
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 01/2000 → 12/2022
    Erman Retirement Advisory
    Seal Beach, CA
  • 08/2022 → Present
    Financial Engines Advisors L.L.C.
    Santa Clara, CA
Previous Registrations
  • 2017-01-26 → 2022-12-31
    Erman Retirement Advisory
    Seal Beach, CA
  • 2002-02-21 → 2022-09-23
    Cetera Wealth Services, Llc
    Los Angeles, CA
    Seal Beach, CA
  • 2011-06-07 → 2016-12-31
    Erman Retirement Advisory
    Seal Beach, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1985-11-19
  • S63 Uniform Securities Agent State Law Examination
    1985-11-19
Designations

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Seal Beach, CA
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UBS FINANCIAL SERVICES INC. · SEAL BEACH, CA
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