Paul Irwin Kleinberg

Current Employers

Employment History

• 10/2002 → 08/2017
  Paul Louis Financial Management
  Plainview, NY
• 08/2017 → Present
  Lpl Financial Llc
  Rockville Centre, NY
• 01/1999 → 08/2017
  Raymond James Financial Services, Inc.
  Plainview, NY
• 08/2017 → Present
  The Pinnacle Financial Group
  Rockville Centre, NY

Previous Registrations

• 2009-01-02 → 2017-08-17
  Raymond James Financial Services Advisors, Inc
  Plainview, NY
• 2005-07-28 → 2009-01-02
  Raymond James Financial Services, Inc.
  Plainview, NY
  Plainview, NY

Other Businesses

1) 07/20/2017 - The Pinnacle Financial Group - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 08/2017 - 130 hr/mth. 2) 11/2/2017 - The Pinnacle Financial Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 08/12/2017 - 130 Hours Per Month/7 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through The Pinnacle Financial Group, an independent investment advisor firm. I started this business activity on 11/02/2017. I expect to spend approximately 130 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  1992-11-18
• S63 Uniform Securities Agent State Law Examination
  1982-07-23