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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-04-23
TX RA APPROVED_RES 2026-04-22
  • KS RA
    APPROVED
    Since 2026-04-23
  • TX RA
    APPROVED_RES
    Since 2026-04-22

Branch Locations

4707 Executive Dr, San Diego, CA 92121-3091 • United States

3310 Mesa Way Ste. 101, Lawrence, KS 66049 • United States

3310 Mesa Way Ste. 101, Lawrence, KS 66049 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Providence, Llc Lawrence KS 09/2006 Present
Nations Financial Group, Inc. Lawrence KS 08/2010 04/2026
Lpl Financial Llc Lawrence KS 04/2026 Present
Previous Registrations
Other Businesses

1. 04/2026 - Providence LLC - Business Entity For Tax/Investment Purposes Only - Inv Related - 10 Hour(s)/Month - 10 Hour(s) During Trading - Lawrence , KS, 66049- OBA Start Date: 09/01/2006 2. 04/2026 - Fifteen:22 Financial Partners LLC - DBA for LPL Business (entity for LPL business) - Inv Related - 160 Hour(s)/Month - 160 Hour(s) During Trading - At Reported business location(s) - OBA Start Date: 4/21/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-17
  • S66 Uniform Combined State Law Examination
    2006-08-17

View on SEC IAPD

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