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Robert Jay Schmidt

Osaic Wealth, Inc.

Windsor, CO

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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-06-14
  • CO RA
    APPROVED
    Since 2024-06-14

Branch Locations

7791 Highland Meadows Pkwy, Suite D, Windsor, CO 80528 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mutual Of Omaha Insurance Company Centennial CO 08/2014 01/2018
Mutual Of Omaha Investor Services, Inc. Centennial CO 09/2014 01/2018
Securities America, Inc. Windsor CO 03/2018 06/2024
Securities America Advisors Windsor CO 03/2018 06/2024
Futurity First Windsor CO 09/2018 Present
Osaic Wealth, Inc. Windsor CO 06/2024 Present
Osaic Wealth, Inc. Windsor CO 06/2024 Present
  • 08/2014 → 01/2018
    Mutual Of Omaha Insurance Company
    Centennial, CO
  • 09/2014 → 01/2018
    Centennial, CO
  • 03/2018 → 06/2024
    Securities America, Inc.
    Windsor, CO
  • 03/2018 → 06/2024
    Securities America Advisors
    Windsor, CO
  • 09/2018 → Present
    Futurity First
    Windsor, CO
  • 06/2024 → Present
    Windsor, CO
  • 06/2024 → Present
    Windsor, CO
Previous Registrations
Other Businesses

1) Robert Jay Schmidt Financial Advisor Position: Sales Representative Nature: Insurance Sales Investment Related: No Hours: 100 Securities Trading Hours: 80 Start Date: 08/01/1981 Address: 7791 Highland Meadows Pkwy, Suite D, Windsor, Colorado 80528 2) Securities America Advisors Position: Advisor Nature: Advisory Services / Sales of investment product / Financial Planning Investment Related: Yes Hours: 40 Securities Trading Hours: 20 Start Date: 04/01/2018 Address: 7791 Highland Meadows Pkwy, Suite D, Windsor, Colorado 80528 DBA: R. Jay Schmidt Financial Advisor FUTURITY FIRST POSITION: I am a Financial Advisor and Addociate Managing Director of FFIG NATURE: Insurance sales and service under the Company name of Futurity First. Retirement, life and health. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 09/12/2018 ADDRESS: 7791 Highland Meadows Pkwy, Suite D, Windsor, Colorado 80528 DESCRIPTION: Sale and service of insurance and retirement products. Recruiting of sales representatives for the firm. Training and sales support. DBA: Futurity First FUTURITY FIRST INSURANCE GROUP POSITION: I am a Financial Advisor and Addociate Managing Director of FFIG NATURE: Insurance sales and service under the Company name of Futurity First. Retirement, life and health. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 09/12/2018 ADDRESS: 7791 Highland Meadows Pkwy., Suite D, Windsor CO 80528, United States DESCRIPTION: Sale and service of insurance and retirement products. Recruiting of sales representatives for the firm. Training and sales support.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-05-21
S63 Uniform Securities Agent State Law Examination 1991-02-04
  • S65 Uniform Investment Adviser Law Examination
    2015-05-21
  • S63 Uniform Securities Agent State Law Examination
    1991-02-04
Designations
Other Names
  • Jay Schmidt
  • R. Jay Schmidt

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