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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-06-14 |
Branch Locations
7791 Highland Meadows Pkwy, Suite D, Windsor, CO 80528 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mutual Of Omaha Insurance Company | Centennial | CO | 08/2014 | 01/2018 |
| Mutual Of Omaha Investor Services, Inc. | Centennial | CO | 09/2014 | 01/2018 |
| Securities America, Inc. | Windsor | CO | 03/2018 | 06/2024 |
| Securities America Advisors | Windsor | CO | 03/2018 | 06/2024 |
| Futurity First | Windsor | CO | 09/2018 | Present |
| Osaic Wealth, Inc. | Windsor | CO | 06/2024 | Present |
| Osaic Wealth, Inc. | Windsor | CO | 06/2024 | Present |
1) Robert Jay Schmidt Financial Advisor Position: Sales Representative Nature: Insurance Sales Investment Related: No Hours: 100 Securities Trading Hours: 80 Start Date: 08/01/1981 Address: 7791 Highland Meadows Pkwy, Suite D, Windsor, Colorado 80528 2) Securities America Advisors Position: Advisor Nature: Advisory Services / Sales of investment product / Financial Planning Investment Related: Yes Hours: 40 Securities Trading Hours: 20 Start Date: 04/01/2018 Address: 7791 Highland Meadows Pkwy, Suite D, Windsor, Colorado 80528 DBA: R. Jay Schmidt Financial Advisor FUTURITY FIRST POSITION: I am a Financial Advisor and Addociate Managing Director of FFIG NATURE: Insurance sales and service under the Company name of Futurity First. Retirement, life and health. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 09/12/2018 ADDRESS: 7791 Highland Meadows Pkwy, Suite D, Windsor, Colorado 80528 DESCRIPTION: Sale and service of insurance and retirement products. Recruiting of sales representatives for the firm. Training and sales support. DBA: Futurity First FUTURITY FIRST INSURANCE GROUP POSITION: I am a Financial Advisor and Addociate Managing Director of FFIG NATURE: Insurance sales and service under the Company name of Futurity First. Retirement, life and health. INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 60 START DATE: 09/12/2018 ADDRESS: 7791 Highland Meadows Pkwy., Suite D, Windsor CO 80528, United States DESCRIPTION: Sale and service of insurance and retirement products. Recruiting of sales representatives for the firm. Training and sales support.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-05-21 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-04 |
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