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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 1999-08-16 |
Branch Locations
The Towers At Kenwood 8044 Montgomery Road, Cincinnati, OH 45236 • United States
8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States
Hamersville, OH • United States
Cincinnati, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Cincinnati | OH | 01/1995 | Present |
1)ESTATE OF DOROTHY DRISCOLL / CO-EXECUTOR FOR MY MOTHER'S ESTATE / 7440 GRAVES ROAD CINCINNATI, OH 45243 / CO-EXECUTOR FOR MY MOTHER'S ESTATE / START DATE 05/11/2010 / 1 HOUR PER MONTH. 2)BIG SKY OUTFITTERS / 6600 RIDGE ROAD CINCINNATI OHIO 45213 / SOLE PROPRIETORSHIP / RETAILERS (APPAREL, FOOD, GENERAL) / SALE OF CAMPING, PET & OUTDOOR PRODUCTS / SOLE PROPRIETORSHIP / GENERAL SALES & SERVICE / START DATE 07/01/1998.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1982-07-27 |
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