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Current Employers
Kovack Advisors, Inc.

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-01
NJ RA APPROVED 2013-12-10
VA RA APPROVED 2009-08-04
OH RA APPROVED 2006-08-15
  • TX RA
    APPROVED_RES
    Since 2022-03-01
  • NJ RA
    APPROVED
    Since 2013-12-10
  • VA RA
    APPROVED
    Since 2009-08-04
  • OH RA
    APPROVED
    Since 2006-08-15

Branch Locations

6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States

538 4Th Street, Marietta, OH 45750 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Kovack Securities Inc. Fort Lauderdale FL 04/2005 Present
Kovack Advisors, Inc. Ft. Lauderdale FL 08/2006 Present
  • 04/2005 → Present
    Kovack Securities Inc.
    Fort Lauderdale, FL
  • 08/2006 → Present
    Ft. Lauderdale, FL
Previous Registrations
  • 2004-01-13 → 2005-04-01
    Raymond James Financial Services, Inc.
    Marietta, OH
Other Businesses

1) ENDOWMENTS COMMITTEE FOR FIRST PRESBYTERIAN CHURCH - 501 4TH ST MARIETTA OH 45750; A COMMITTEE WITHIN A LOCAL CHURCH WITH VOLUNTEER CHURCH MEMBERS LIKE ALL OF OUR CHURCH COMMITTEES; NON INVESTMENT RELATED; CHAIR; ONCE A MONTH I CHAIR A MEETING WITH 7 OR 8 OTHER CHURCH MEMBERS. WE REVIEW REQUESTS FOR FUNDING FOR SUCH THINGS AS YOUTH TRIPS; 2 HOURS PER WEEK 2) INSURANCE SALES - 538 4TH ST MARIETTA OH 45750; OCCASIONALLY SELL TERM LIFE INSURANCE AND FIXED ANNUITIES; INVESTMENT RELATED; FINANCIAL ADVISOR; SELLING TERM INSURANCE AND FIXED ANNUITIES; 2% OF TIME SPENT

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-12
S63 Uniform Securities Agent State Law Examination 1986-07-29
  • S65 Uniform Investment Adviser Law Examination
    1993-03-12
  • S63 Uniform Securities Agent State Law Examination
    1986-07-29

View on SEC IAPD

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