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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2018-03-24 |
| TX | RA | APPROVED_RES | 2018-01-13 |
Branch Locations
2150 Country Club Rd Ste 300, Winston Salem, NC 27104 • United States
Greensboro, NC • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Greensboro | NC | 08/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Greensboro | NC | 11/2016 | 01/2018 |
| Ameriprise Financial Services Inc | High Point | NC | 01/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Winston Salem | NC | 03/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-12-17 |
| S63 | Uniform Securities Agent State Law Examination | 1982-06-30 |
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