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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Baltimore | MD | 12/1999 | 10/2017 |
| H. Beck, Inc. | Bethesda | MD | 10/2017 | 03/2021 |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 10/2024 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 10/2024 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2024 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2024 | Present |
1) MCCORMICKS, 204 WIGHT AVENUE HUNT VALLEY MD, 10/2024, TASTE TESTER, FOOD/BEVERAGE SERVICE, NIR, 1 HR/MO 0 HR/M OTRADING 2) VARIOUS INSURANCE COMPANIES, 7601 TECHNOLOGY WAY DENVER CO, 10/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, INV REL, 1 HR/MO 1 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. 10/16/2024 4) JJH FINANCIAL SERVICES, 2333 West Joppa Road, Lutherville MD 21093, United States, 11/07/2024, DBA, INV REL, 0/Mo - 0/Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-10-17 |
| S63 | Uniform Securities Agent State Law Examination | 1988-03-03 |
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