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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APP_PEND_IARCE 2026-01-01
TX RA APPROVED_RES 2021-03-22
  • TN RA
    APP_PEND_IARCE
    Since 2026-01-01
  • TX RA
    APPROVED_RES
    Since 2021-03-22

Branch Locations

6465 N Quail Hollow Rd Ste 301, Memphis, TN 38120 • United States

Olive Branch, MS • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco Private Ledger) Memphis TN 01/2006 Present
  • 01/2006 → Present
    Lpl Financial, Llc (Formerly: Linsco Private Ledger)
    Memphis, TN
Previous Registrations
Other Businesses

1. OLIVE BRANCH CONTRY CLUB, NON-INVESTMENT RELATED, 7558 GERMANTOWN ROAD, OLIVE BRANCH, MS 38654, GOLF COURSE, BOARD MEMBER, NOVEMBER 2002, 1 HOUR PER MONTH, 0 HOURS DURING TRADING HOURS, VOTE TO SET GENERAL POLICIES CONCERNING THE GOLF COURSE. DO NOT HAVE CUSTODY OR ACCESS TO FUNDS OF THE CLUB. 2. 11/04/08- STRATEGIC WEALTH MANAGEMENT/ DBA ONLY/ GERMANTOWN, TN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-01
S63 Uniform Securities Agent State Law Examination 1982-07-23
  • S66 Uniform Combined State Law Examination
    2006-03-01
  • S63 Uniform Securities Agent State Law Examination
    1982-07-23
Other Names
  • Guy Maxell Loftin

View on SEC IAPD

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