Steven Richard Briggs

Current Employers

Employment History

• 06/2012 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI
• 06/2012 → Present
  Bank Of America, N.A.
  Bloomfield Hills, MI

Previous Registrations

• 2012-06-12 → 2012-06-25
  Morgan Stanley
  Bloomfield Hills, MI
• 1993-06-22 → 2012-05-29
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Bloomfield Hills, MI
  Bloomfield Hills, MI

Other Businesses

I*136163For profit or not for profit: Non-Profit OrganizationName of outside business organization: Greater West Bloomfield Historical SocietyInvestment related: YAddress of business:Orchard Lake, Michigan 48324Nature of business: Charitable Organization,Position, title, association: Committee Member, Start date of relationship: 2/12/2021Number of hours devoted: 4 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: I will serve on a four person Investment Finance committee overseeing the manager of the organization's investment funds. I*97933FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: INVESTMENT RELATED: YADDRESS OF BUSINESS: ORCHARD LAKE, MICHIGAN 48324NATURE OF BUSINESS: OTHER, POSITION, TITLE, ASSOCIATION: OTHER, FATHERSTART DATE OF RELATIONSHIP: 9/15/2016NUMBER OF HOURS DEVOTED: 10 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 5DUTIES: I HAVE POA ON HER ML PORTFOLIO. I*2038267, Entity Type, Entity Charitable, Name of OBA: Kirk in the Hills, Address: Bloomfield Hills, MI, 48304, Investment Related: No, Position, Title, Association: Other, Employee Start Date: 01/01/2024, No Hours: 2hrs/Mo, No Hours during trading: 0, Duties: I have been asked to serve a three year term on my church's Board of Trustees. I primarily listen, ask questions for clarification, offer my opinions if I feel they add value. I*3184336, Entity Type, Name of OBA: Pontiac Yacht ClubAddress: Orchard LakeMichigan48324 Investment Related: no Position, Title, Association: OtherEmployee Start Date: 12/01/2025No Hours: 4 monthly No Hours during trading: 0 Duties:Post the newsletter to the website. Organize the annual banquet including invitations, menu, and audio Maintain email list for mass member communications Be in charge of the calendar including requests, PYC events and junior sailing. The mission of Pontiac Yacht Club is to promote Lightning racing and to support other Pontiac Yacht Club programs.

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-09-20
• S63 Uniform Securities Agent State Law Examination
  1982-05-27

Other Names

• Steve Briggs