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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-15
CA RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2026-01-15
  • CA RA
    APPROVED
    Since 2017-03-25

Branch Locations

555 Twin Dolphin Dr Ste 320, Redwood City, CA 94065 • United States

6701 Koll Center Parkway Ste 140, Pleasanton, CA 94566 • United States

1676 N California Blvd Ste 430, Walnut Creek, CA 94596 • United States

San Francisco, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. San Francisco CA 10/1976 03/2017
Metropolitan Life Insurance Company San Francisco CA 10/1976 03/2017
Massachusetts Mutual Life Insurance Company Redwood City CA 07/2016 Present
Mml Investors Services, Llc Redwood City CA 03/2017 Present
  • 10/1976 → 03/2017
    Metlife Securities Inc.
    San Francisco, CA
  • 10/1976 → 03/2017
    Metropolitan Life Insurance Company
    San Francisco, CA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Redwood City, CA
  • 03/2017 → Present
    Redwood City, CA
Previous Registrations
  • 1997-07-08 → 2017-03-25
    Msi Financial Services, Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Campelli, CA
    Walnut Creek, CA
    San Jose, CA
    Foster City, CA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1984-05-08
  • S63 Uniform Securities Agent State Law Examination
    1984-05-08
Designations
Other Names
  • Peter Alexander Ban
  • Peter Alexander Ban
  • Peter Alexander Ban
  • P. Nathen Banne

View on SEC IAPD

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