Mary Ellen Tompkins

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2013 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Kisco, NY
• 07/2013 → Present
  Bank Of America, N.A.
  Mount Kisco, NY

Other Businesses

I*2060278, Entity Type Fiduciary, Name of OBA: J F P Irrevocable Trust Address: Brewster, New York, 10509 Investment Related: No Position, Title, Association: Co-Trustee Employee Start Date: 23-Oct-2024 No Hours: 1 monthly No Hours during trading: 1 monthly Duties: I*2244322, Entity Type: , Name of OBA: J G P TTEE M E T TTEE , Address: Brewster, New York, 10509, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 18-Mar-2025, No Hours: 1 Monthly, No Hours during Trading: 1 Monthly, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-03-10
• S63 Uniform Securities Agent State Law Examination
  2000-02-11

Other Names

• Mary Ellen Huggard Tompkins
• Mary Ellen Huggard Tompkins