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One National Life Drive, Montpelier, VT 05604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-22 |
| CT | RA | APPROVED | 2017-08-29 |
Branch Locations
421 Troy Schenectady Rd, Latham, NY 12110 • United States
1133 Westchester Ave Suite S-229, White Plains, NY 10604 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Boston Harbor Investment Management, Llc | Bedford | MA | 11/2012 | 03/2017 |
| National Life Group | Stamford | CT | 03/2017 | Present |
| Equity Services Inc | Montpelier | VT | 08/2017 | Present |
*HARNESS ADVISORS,1133 WESTCHESTER AVE., SUITE S-229,WHITE PLAINS,NY 10604. JULY 2022. INV REL. AGENT. SOLICITING AND SELLING FIXED INSURANCE PRODUCTS. DURING TRADE HRS*HARNESS WEALTH STRATEGIES,1133 WESTCHESTER AVE., SUITE S-229,WHITE PLAINS,NY 10604,ONGOING,INSURANCE BASED SOLUTIONS,SR. PARTNER,DIRECTOR OF ADVANCED MARKETS,DURING TRD/HRS,100%*JOHN CUNNINGHAM,1133 WESTCHESTER AVE.SUITE S-229 ,WHITE PLAINS, NY 10604,07/25/2023,ONGOING,INV REL,DURING TRD/HRS,INSURANCE,AGENT,100%..
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-09-29 |
| S65 | Uniform Investment Adviser Law Examination | 2012-12-06 |
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