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David James Yvars

The David J. Yvars Group Inc.

Valhalla, NY

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Current Employers
The David J. Yvars Group Inc.

University Park, FL • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-10-22
FL RA APPROVED 2024-10-02
  • NY RA
    APPROVED
    Since 2024-10-22
  • FL RA
    APPROVED
    Since 2024-10-02

Branch Locations

400 Columbus Avenue Suite 30S, Valhalla, NY 10595 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
The David J. Yvars Group, Inc. Valhalla NY 01/2004 12/2023
The David J. Yvars Group Inc. Valhalla NY 12/2023 Present
Previous Registrations
  • 2007-05-02 → 2023-12-07
    The David J. Yvars Group, Inc.
    University Park, FL
    University Park, FL
  • 2001-06-15 → 2004-02-12
    Ubs Financial Services Inc.
    White Plains, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-07-06
S63 Uniform Securities Agent State Law Examination 1989-02-28
  • S65 Uniform Investment Adviser Law Examination
    2022-07-06
  • S63 Uniform Securities Agent State Law Examination
    1989-02-28

View on SEC IAPD

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