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99 E Carmel Dr. Suite 160, Carmel, IN 46032 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2017-09-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | Carmel | IN | 10/2014 | 10/2017 |
| Hutchens & Kramer Investment Management Group, Llc | Carmel | IN | 07/2017 | Present |
| Purshe Kaplan Sterling Investments, Inc | Albany | NY | 10/2017 | 05/2024 |
1. Insurance. Not Investment Related. 99 East Carmel Drive, Suite 160, Carmel, IN 46032. Insurance business. Agent. Start 6/2006. 4 hours per month during trading. Discussing life insurance needs with clients, taking applications, and delivering applications. 2. Notary Public for Indiana. Not an Investment. Same as reported business location. Public notary. Start in 1999. 1 hour per month. Public notary service is offered only to clients with no additional compensation.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-04-21 |
| S63 | Uniform Securities Agent State Law Examination | 2006-08-31 |
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