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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-07-15
  • TX RA
    APPROVED
    Since 2020-07-15

Branch Locations

4900 North Scottsdale Road Suite 4000, Scottsdale, AZ 85251 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Tempe AZ 05/1978 03/2017
Mml Investors Services, Llc Scottsdale AZ 03/2017 Present
Massmutual Life Insurance Company Scottsdale AZ 07/2016 Present
  • 05/1978 → 03/2017
    Metlife Securities Inc.
    Tempe, AZ
  • 03/2017 → Present
    Scottsdale, AZ
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Scottsdale, AZ
Previous Registrations
  • 1999-02-13 → 2017-03-25
    Msi Financial Services, Inc.
    Buffalo Grove, IL
    Las Vegas, NV
    Tempe, AZ
    Itasca, IL
    Albuquerque, NM
Other Businesses

Independent Insurance Agent from business address through Southwest-Pacific Property & Casualty, LLC - P&C 0 hrs involved since 06/2016 (2) Principal of Southwest-Pacific Property & Casualty, LLC Tempe,AZ 0 hrs involved since 06/2016 (3) Owner-rental real estate-from Scottsdale,Az-1hrs sec, 1hrs nonsec-since 10/2016

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-12-11
  • S63 Uniform Securities Agent State Law Examination
    1991-12-11
Designations
Other Names
  • Michael Thomas
  • Michael J Thomas

View on SEC IAPD

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