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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2010-12-20 |
| LA | RA | APPROVED | 2010-09-27 |
Branch Locations
400 East Kaliste Saloom Road Suite 1200, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Lafayette | LA | 06/2009 | Present |
APPLIED MILLING SYSTEMS, INC; 16350 PARK TEN PLACE, SUITE 150, HOUSTON, TX 77084; ENGINEERING COMPANY THAT DESIGNS, EQUIPMENT AND SERVICES RICE MILLS AND OTHER CEREAL GRAIN MILLS; BOARD OF DIRECTORS MEMBER; YES INVESTMENT RELATED; 0 HOURS; 06/2012
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-11-16 |
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