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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-06-16 |
| NC | RA | APPROVED | 2023-06-15 |
| TX | RA | APPROVED_RES | 2023-06-15 |
| PA | RA | APPROVED | 2018-11-02 |
Branch Locations
1605 N. Cedar Crest Blvd. Suite 504, Allentown, PA 18104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock Mutual Life Insurance Co | Allentown | PA | 03/1993 | 11/2018 |
| Signator Investors, Inc. | Boston | MA | 03/1993 | 11/2018 |
| Osaic Wealth, Inc. | Allentown | PA | 11/2018 | Present |
1. QUANTUM FINANCIAL MGT POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 08/01/2010 ADDRESS: 1605 N. Cedar Crest Blvd, Ste 504, Allentown PA 18104, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 2. QUANTUM FINANCIAL MANAGEMENT - INSURANCE BROKERAGE POSITION: Sr. Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/01/2010 ADDRESS: 1605 N Cedar Crest Blvd, Ste 504, Allentown PA 18104, United States DESCRIPTION: Partner
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-20 |
| S63 | Uniform Securities Agent State Law Examination | 1982-12-08 |
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