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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-26
  • NY RA
    APPROVED
    Since 2021-04-26

Branch Locations

5794 Main Street, Williamsville, NY 14221 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Mutual Life Insurance Compa Buffalo NY 03/1982 Present
Goodwin Insurance Agency Buffalow NY 03/1988 Present
Signator Investors, Inc. Williamsville NY 09/1991 11/2018
Royal Alliance Associates, Inc. Williamsville NY 11/2018 Present
  • 03/1982 → Present
    John Hancock Mutual Life Insurance Compa
    Buffalo, NY
  • 03/1988 → Present
    Goodwin Insurance Agency
    Buffalow, NY
  • 09/1991 → 11/2018
    Signator Investors, Inc.
    Williamsville, NY
  • 11/2018 → Present
    Royal Alliance Associates, Inc.
    Williamsville, NY
Other Businesses

1) HOLIDAY VALLEY SKI RESORT/LOUNSBURY ADAPTIVE SKI PROGRAM POSITION: Adaptive Ski Instructor and Trainer NATURE: Corp and Not For Profit INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 01/01/1995 ADDRESS: Route 219, Ellicottville NY 14731, United States DESCRIPTION: Certified Professional Ski Instructor 2) 5794 MAIN ST. LLC POSITION: Managing Member NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/2012 ADDRESS: 5794 Main St, Williamsville NY 14221, United States DESCRIPTION: Manage Small Bldg. Maintenance and Leasing. 3) GOODWIN INSURANCE AND WEALTH MANAGEMENT POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 10/01/1987 ADDRESS: 5794 Main St, Williamsville NY 14221, United States DESCRIPTION: Sales/Marketing of Securities, Investment Advisory, and Insurance Products 4) GOODWIN INSURANCE AGENCY - FIXED INSURANCE POSITION: Owner/President NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 150 SECURITIES TRADING HOURS: 150 START DATE: 10/01/1987 ADDRESS: 5794 Main St, Williamsville NY 14221, United States DESCRIPTION: Primarily engaged in the sales and service of Insurance Protection Products for Individuals, Business's, and Not For Profits.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1996-08-07
  • S63 Uniform Securities Agent State Law Examination
    1996-08-07
Other Names
  • Steve Goodwin

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