Cary Robert Kleinfield

Current Employers

Employment History

• 01/2015 → Present
  Raymond James Financial Services, Inc.
  Fort Myers, FL
• 01/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Fort Myers, FL
• 06/2018 → Present
  Personal Condo Rental - Atlanta, Georgia
  Fort Myers, FL
• 06/2012 → Present
  Caribou Investments Lllc
  Fort Myers, FL
• 06/2012 → Present
  Caribou Investments Llc
  Fort Myers, FL
• 11/2021 → Present
  Caribou Investments, Llc
  Fort Myers, FL

Previous Registrations

• 1989-02-14 → 2015-01-14
  Raymond James & Associates, Inc.
  Fort Myers, FL
  Ft Myers, FL

Other Businesses

(1)Name of Business: Caribou Investments Llc Address: 14198 Reflection Lakes Drive, Fort Myers, FL, 33907, United States Activity Type: Business Owner Position/Title: Officer - Treasurer, Officer - CEO, Officer - President Investment Related: Yes Start Date: 06/26/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a 3 suite office. Suite 1 & 2 collect rent monthly from Kleinfield Wealth Group (my investment firm clears through RJFS) Suite 3 is rented with monthly rent collected. This is a realtor and unrelated to any business I conduct. (2)Name of Business: Caribou Investments, LLC. Address: 9726 Commerce Center Court, Fort Myers, FL, 33908, United States Activity Type: Rental Real Estate Position/Title: Officer - President Investment Related: Yes Start Date: 11/15/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Caribou is the holding real estate (3)Name of Business: Deaf & Hard of Hearing Center Address: 1860 Boy Scout Drive Suite B208, Fort Myers, FL, 33907, United States Activity Type: Non profit Position/Title: Officer - President, Committee Member Investment Related: Yes Start Date: 11/12/2023 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: UPDATE -\nELECTED TO OFFICE AS PRESIDENT. my role remains the same as listed below \nVice President - As an officer I am a signer on checks however I do NOT handle money. I will be attending fundraiser events from time to time such as dinners or events but I will not be soliciting clients or prospective clients for donations. By Laws and Evaluation committee - revising by laws and evaluating Executive Director (4)Name of Business: Kleinfield Wealth Group, LLC. Address: 9726 Commerce Center Ct Ste 2, Fort Myers, FL, 33908, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/12/2015 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: Kleinfield Wealth Group, LLC. D/B/A

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-11-24
• S63 Uniform Securities Agent State Law Examination
  1982-07-20

Designations