Douglas Wayne Messner

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Westlake Village, CA
• 03/2020 → 06/2025
  Ameriprise Financial Services, Llc
  Westlake Village, CA
• 06/2025 → Present
  Lpl Financial
  Camarillo, CA

Previous Registrations

• 2016-04-22 → 2025-06-18
  Ameriprise Financial Services, Llc
  Westlake Village, CA
  Camarillo, CA
• 2009-01-30 → 2016-04-25
  Wells Fargo Clearing Services, Llc
  Oxnard, CA
  Santa Barbara, CA
• 2002-10-08 → 2009-02-19
  Citigroup Global Markets Inc.
  Oxnard, CA
• 1994-05-06 → 2002-10-22
  Ubs Financial Services Inc.
  Oxnard, CA

Other Businesses

1- 05/2025 / Oak Gate Wealth Advisors / DBA for LPL Business (entity for LPL business) / INVESTMENT RLTD / AT LOCATION / 180 HRS MNTH / START 05/29/2025

Exams

• S65 Uniform Investment Adviser Law Examination
  1994-09-20
• S63 Uniform Securities Agent State Law Examination
  1982-05-18

Other Names

• Douglas W Messner
• Douglas Wayne Messner
• Douglas Wayne Messner
• Douglas Wayne Messner