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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-29 |
| KY | RA | APPROVED | 2021-01-22 |
| OH | RA | APPROVED | 2015-06-30 |
Branch Locations
8044 Montgomery Rd Ste 570 Towers Of Kenwood, Cincinnati, OH 45236 • United States
Augusta, KY • United States
Augusta, KY • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Cincinnati | OH | 06/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Cincinnati | OH | 11/2016 | Present |
RUNNOFT ACRES; NOT INV. RELATED; AUGUSTA, KY; 50% OWNERSHIP; FARM; START DATE: 2/2002; 40 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES: GROW ORGANIC VEGETABLES, MAINTAIN GROUNDS AND EQUIPMENT. CINCINNATI PUBLIC RADIO; NOT INV. RELATED; CINCINNATI, OH; FINANCE COMMITTEE MEMBER; START DATE 10/25/2024; 1 HR PER MONTH; 0 HRS DURING TRADING; DUTIES: ATTEND MEETINGS, REVIEW BALANCE SHEET, INCOME STATEMENTS AND INVESTMENT PERFORMANCE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-31 |
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