Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 1999-01-01 |
| TX | RA | APPROVED_RES | 1995-08-04 |
Branch Locations
7761 Shaffer Pkwy Ste 100, Littleton, CO 80127-3729 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Littleton | CO | 08/1995 | Present |
1.10/17/2006; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Wealth Strategies Group; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 2.05/09/2013; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date ; hrs/mth; hrs during trading 3.06/02/2017; none; Non-Variable Insurance; Investment Related; at Reported Business Location(s); Start Date 05/15/2017; 2hrs/mth; 0hrs during trading 4.11/22/2017; None; Author; Investment Related; ; Start Date 11/08/2017; 3hrs/mth; 0hrs during trading 5.07/23/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name The Weralth Strategies Group; Investment Related; at Reported Business Location(s); Start Date 06/21/2019; 170hrs/mth; 170hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-01 |
Reach out to this advisor