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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-02-15
IL RA APPROVED 2003-05-15
  • TX RA
    APPROVED_RES
    Since 2013-02-15
  • IL RA
    APPROVED
    Since 2003-05-15

Branch Locations

3400 Wabash Ave, Springfield, IL 62711 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Springfield IL 04/2003 Present
Other Businesses

1. 06/25/2003: J. ANDREW DAVIS FINANCIAL SERVICES, INC. - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - INV REL - AT REPORTED BUSINESS LOCATION - FOR ACCOUNTING PURPOSES ONLY. 2. 08/01/2003: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SELL IND/GRP HLTH INS, IND/GRP LIFE INS. & IN/GRP DIS INS. 3. 07/20/2009: BANK OF SPRINGFIELD - FOR-PROFIT BOARD MEMBER - NOT INV REL - AT REPORTED BUSINESS LOCATION - Director, review Loans, Audit Committee, Compensation. Advisory Only - 2% TIME SPENT. 4. 07/08/2014: NO BUSINESS NAME - OTHER-NOTARY - NOT INV REL - AT REPORTED BUSINESS LOCATION - Notary for State of Illinois - OBA START 1/1/2004 - 1 HR PER MONTH/1 HR DURING TRADING. 5. 10/1/2021 - BOS Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/1/2021. 6. 12/08/2021 - BOS Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/04/2021 - 30 Hours Per Month/20 Hours During Securities Trading. 7. 02/13/2024 - Bank of Springfield - Non-Inv Related - Financial Institution Duty - Started: 3/1/2024 - 1 Hr/mo. 8. 03/07/2024 - BOS Wealth & Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/11/2024 - 160 Hours Per Month/ 8 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-05-24
S63 Uniform Securities Agent State Law Examination 1982-04-20
  • S65 Uniform Investment Adviser Law Examination
    1995-05-24
  • S63 Uniform Securities Agent State Law Examination
    1982-04-20
Other Names
  • Drew Davis
  • John Andrew Davis

View on SEC IAPD

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