Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-02-15 |
| IL | RA | APPROVED | 2003-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Springfield | IL | 04/2003 | Present |
1. 06/25/2003: J. ANDREW DAVIS FINANCIAL SERVICES, INC. - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - INV REL - AT REPORTED BUSINESS LOCATION - FOR ACCOUNTING PURPOSES ONLY. 2. 08/01/2003: NO BUSINESS NAME - NON-VARIABLE INSURANCE - INV REL - AT REPORTED BUSINESS LOCATION - SELL IND/GRP HLTH INS, IND/GRP LIFE INS. & IN/GRP DIS INS. 3. 07/20/2009: BANK OF SPRINGFIELD - FOR-PROFIT BOARD MEMBER - NOT INV REL - AT REPORTED BUSINESS LOCATION - Director, review Loans, Audit Committee, Compensation. Advisory Only - 2% TIME SPENT. 4. 07/08/2014: NO BUSINESS NAME - OTHER-NOTARY - NOT INV REL - AT REPORTED BUSINESS LOCATION - Notary for State of Illinois - OBA START 1/1/2004 - 1 HR PER MONTH/1 HR DURING TRADING. 5. 10/1/2021 - BOS Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/1/2021. 6. 12/08/2021 - BOS Insurance Agency - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 10/04/2021 - 30 Hours Per Month/20 Hours During Securities Trading. 7. 02/13/2024 - Bank of Springfield - Non-Inv Related - Financial Institution Duty - Started: 3/1/2024 - 1 Hr/mo. 8. 03/07/2024 - BOS Wealth & Planning - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/11/2024 - 160 Hours Per Month/ 8 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-05-24 |
| S63 | Uniform Securities Agent State Law Examination | 1982-04-20 |
Reach out to this advisor