Best Investors
Account
Sign in
Best Investors
Account
Sign in
1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-09 |
| TX | RA | APPROVED_RES | 2019-01-30 |
| CT | RA | APPROVED | 2012-09-25 |
Branch Locations
800 Post Road 2Nd Floor, Darien, CT 06820 • United States
New Fairfield, CT • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Janney Montgomery Scott Llc | Darien | CT | 08/2012 | 01/2024 |
| Janney Montgomery Scott Llc | Darien | CT | 01/2024 | Present |
Homeowners Association, New Fairfield, CT. Board Member (10/2023) - involving upkeep of neighborhood and allocation of HOA fees. Not investment related, not compensated 5 hours/month.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-09 |
| S66 | Uniform Combined State Law Examination | 2012-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 1991-06-07 |
Reach out to this advisor