Philip Conrad Mcwilliams

Current Employers

Berthel, Fisher & Company Financial Services, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

Authority	Category	Status	Date
KS	RA	APPROVED	2006-01-20

KS RA
APPROVED

Since 2006-01-20

Branch Locations

1201 Wakarusa Dr Suite E-226, Lawrence, KS 66049 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Berthel, Fisher & Company Financial Services, Inc.	Lawrence	KS	11/1994	Present

11/1994 → Present

Berthel, Fisher & Company Financial Services, Inc.

Lawrence, KS

Other Businesses

1.MCWILLIAMS FINANCIAL SERVICES, LLC-Y-LAWRENCE, KS-dba for Securities Business-Senior Investment Executive-11/2018-160-160-Securities and insurance business. 2.PHILIP MCWILLIAMS-N-LAWRENCE, KS-INSURANCE-SR. INVESTMENT EXECUTIVE-01/1994-0-0-SELL LIFE, FIXED & VARIABLE INSURANCE.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-19
S63	Uniform Securities Agent State Law Examination	1994-12-23

S66 Uniform Combined State Law Examination

2006-01-19
S63 Uniform Securities Agent State Law Examination

1994-12-23

View on SEC IAPD

Current Employers

Berthel, Fisher & Company Financial Services, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews