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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-01-31 |
| KS | RA | APPROVED | 2009-09-11 |
Branch Locations
4910 Corporate Centre Drive Suite 104, Lawrence, KS 66047 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Topeka | KS | 09/2009 | Present |
1. Home Builders Association of Topeka, Inc; 1505 S Fairlawn Topeka KS 66604; Promotion of the building industry in the Topeka Area; Memeber of the board of directors; Attend meetings and promote the association; 10/04/2024; 5 hrs/month; During securities trading hours; Not Investment-Related 2. Topeka Shawnee County Library Foundation; 1515 SW 10th St Topeka, KS 66604; Separate Foundation to provide Funding for the Topeka Shawnee County Library; Director, Board of Directors; Quarterly meetings and attending Foundation events; 01/01/2026; 2hrs/qtr; Not during securities trading hours; Not investment related 3. Voda Road, Inc.; 7332 SW Kings Forest Rd Topeka, KS 66610; Contract for the construction of residential homes intended for sale.; Member of family S Corporation; Attending meetings, keeping the books of the corporation, approving contacts and payments.; 01/22/2025; 5 hours/month; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1996-12-09 |
| S63 | Uniform Securities Agent State Law Examination | 1988-11-28 |
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