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Jerald Lloyd Samp

Stifel, Nicolaus & Company, Incorporated

Lawrence, KS

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2009-09-11
TX RA APPROVED_RES 2009-09-11
  • KS RA
    APPROVED
    Since 2009-09-11
  • TX RA
    APPROVED_RES
    Since 2009-09-11

Branch Locations

4910 Corporate Centre Drive Suite 104, Lawrence, KS 66047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated Lawrence KS 09/2009 Present
Previous Registrations
  • 2007-11-09 → 2009-09-11
    Ubs Financial Services Inc.
    Weehawken, NJ
    Lawrence, KS
  • 2000-02-29 → 2007-11-14
    A. G. Edwards & Sons, Inc.
    Lawrence, KS
    Lawrence, KS
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-15
S63 Uniform Securities Agent State Law Examination 1998-09-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-15
  • S63 Uniform Securities Agent State Law Examination
    1998-09-17
Other Names
  • Jerry Samp

View on SEC IAPD

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Other Investors

JENNIFER KAY STAMMEYER
Kristen Elizabeth Samp
RODNEY BRYAN MILLER
DALE STEVEN BOURNE
RYAN KENNETH LOHMEYER
MATTHEW FREDRICK NEIS
THOMAS WILLIAM LOHMEYER
WALTER EZRA JAMISON

Other Offices

LPL FINANCIAL LLC · LAWRENCE, KS
LPL FINANCIAL LLC · Lawrence, KS
MATTERN WEALTH MANAGEMENT LLC · LAWRENCE, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Lawrence, KS
CREATIVEONE SECURITIES, LLC · LAWRENCE, KS
RETIREMENT PORTFOLIOS, LLC · LAWRENCE, KS
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · LAWRENCE, KS
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Lawrence, KS

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