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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2018-07-10
  • KS RA
    APPROVED
    Since 2018-07-10

Branch Locations

4910 Corporate Centre Drive Suite 104, Lawrence, KS 66047 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawrence Country Club Lawrence KS 03/2009 02/2018
Stifel, Nicolaus & Company, Incorporated Lawrence KS 02/2018 Present
Other Businesses

1. Kristen Samp; 2516 Via Linda, Lawrence, KS 66047; Golf Professional - Golf Instruction; 03/19/2009; 1.00 Hour(s) Per Week - not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-07-09
  • S66 Uniform Combined State Law Examination
    2018-07-09
Other Names
  • Kristen Elizabeth Bloomer

View on SEC IAPD

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