Best Investors
Account
Sign in
Best Investors
Account
Sign in
501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-04 |
| KS | RA | APPROVED | 2009-09-11 |
Branch Locations
4910 Corporate Centre Drive Suite 104, Lawrence, KS 66047 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Piper Jaffray & Co. | Lawrence | KS | 06/2004 | Present |
| Ubs Financial Services Inc. | Lawrence | KS | 08/2006 | Present |
| Stifel, Nicolaus & Company, Incorporated | Lawrence | KS | 09/2009 | Present |
1. Senior Resource Center of Douglas County; 745 Vermont St Lawrence KS 66044; Private, not for profit 501(c)3 organization focused on benefiting older adults; Board Member; Attend meetings & participate in committees, communicate with executive director, support initiatives with the duty of care, loyalty, & obedience; 05/07/2024; 2.00hrs/month; Not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-07 |
Reach out to this advisor