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1717 Arch Street, Philadelphia, PA 19103 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-07-17 |
| NC | RA | APPROVED | 2017-06-13 |
Branch Locations
204 Malloy Street Suite B, Goldsboro, NC 27534 • United States
4140 Parklake Avenue Glenlake One, Suite 300, Raleigh, NC 27612 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sterne, Agee & Leach, Inc | Goldsboro | NC | 10/2003 | 06/2017 |
| Janney Montgomery Scott Llc | Goldsboro | NC | 06/2017 | 01/2026 |
| Janney Montgomery Scott Llc | Goldsboro | NC | 01/2026 | Present |
WAYNE MEMORIAL HOSPITAL FOUNDATION, 2700 WAYNE MEMORIAL DRIVE, GOLDSBORO, NC; NOT INVESTMENT RELATED; NATURE: NON PROFIT CORP TO PROMOTE AND SUPPORT ACTIVITIES FOR THE BENEFIT OF THE PURPOSES OF WAYNE MEMORIAL HOSPITAL. POSITION/TITLE: BOARD OF DIRECTORS; DUTIES: ASSIST BOARD OF DIRECTORS IN MANAGING BUSINESS AND AFFAIRS OF THE CHARITABLE CORPORATION; DEVOTES 2 HOURS/MONTH; NOT COMPENSATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1991-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1982-02-05 |
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