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Current Employers
Upstate Advisors Group

453 South Main Street, North Syracuse, NY 13212 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-18
  • NY RA
    APPROVED
    Since 2025-04-18

Branch Locations

453 South Main Street, North Syracuse, NY 13212 • United States

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-14
  • NY RA
    APPROVED
    Since 2024-06-14

Branch Locations

453 S Main St, North Syracuse, NY 13212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cadaret, Grant & Co., Inc. North Syracuse NY 03/1999 05/2018
J.S.D. And Associates, Inc. North Syracuse NY 06/2004 Present
Upstate Advisors Group North Syracuse NY 05/2007 Present
Securities America, Inc. North Syracuse NY 05/2018 06/2024
Securities America Advisors North Syracuse NY 05/2018 06/2024
Osaic Wealth, Inc. North Syracuse NY 06/2024 Present
Osaic Wealth, Inc. North Syracuse NY 06/2024 Present
  • 03/1999 → 05/2018
    Cadaret, Grant & Co., Inc.
    North Syracuse, NY
  • 06/2004 → Present
    J.S.D. And Associates, Inc.
    North Syracuse, NY
  • 05/2007 → Present
    North Syracuse, NY
  • 05/2018 → 06/2024
    Securities America, Inc.
    North Syracuse, NY
  • 05/2018 → 06/2024
    Securities America Advisors
    North Syracuse, NY
  • 06/2024 → Present
    North Syracuse, NY
  • 06/2024 → Present
    North Syracuse, NY
Previous Registrations
  • 2021-08-16 → 2024-12-31
    North Syracuse, NY
  • 2021-08-16 → 2024-06-14
    Securities America Advisors, Inc.
    North Syracuse, NY
Other Businesses

1. 453 S Main Position: Partner - Nature: Rental property - Investment Related: No - Hours: 1 Securities Trading Hours: 1 - Start Date: 08/01/2011 - Address: 453 S main St, North Syracuse NY 13212 2. Upstate Advisors Group Position: Advisor - Nature: Investment Services - Investment Related: Yes Hours: 75 - Securities Trading Hours: 75 - Start Date: 02/01/2008 Address: 453 South Main St, North Syracuse NY 13212 3. Insurance Sales Position: Agent - Nature: Insurance Sales - Investment Related: Yes - Hours: 5 Securities Trading Hours: 1 - Start Date: 05/01/2018 - Address: 453 South Main St, North Syracuse NY 13212 4. DBA: JSD & Associates 5. ONE STOP CLEANING POSITION: Investor / Owner NATURE: Have bought the Dry Cleaning Business. Wife is the majority owner. Will not participate in day-to-day activities at the business. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2020 ADDRESS: 7903 Brewerton Rd, Cicero NY 13039 DESCRIPTION: Dry Cleaning 6. JSD & ASSOCIATES POSITION: Advisor / owner NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 07/01/2004 ADDRESS: 453 S MAIN ST, NORTH SYRACUSE NY 13212, United States DESCRIPTION: Investment Advisory

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-12
S63 Uniform Securities Agent State Law Examination 1999-08-12
  • S65 Uniform Investment Adviser Law Examination
    2008-02-12
  • S63 Uniform Securities Agent State Law Examination
    1999-08-12

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