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Donald Edgar Storey

LPl Enterprise, LLC

North Syracuse, NY

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

503 N Main St, North Syracuse, NY 13212 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Clayton NY 02/2011 11/2024
Prudential Insurance Company Of America Clayton NY 02/2011 Present
Lpl Enterprise, Llc East Syracuse NY 11/2024 Present
Previous Registrations
  • 2021-06-07 → 2024-11-14
    Pruco Securities, Llc.
    Cortland, NY
    Syracuse, NY
    Liverpool, NY
    Clayton, NY
    Clayton, NY
    East Syracuse, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-03-24
S63 Uniform Securities Agent State Law Examination 2011-05-07
  • S65 Uniform Investment Adviser Law Examination
    2012-03-24
  • S63 Uniform Securities Agent State Law Examination
    2011-05-07
Other Names
  • Donald Edgar Storey

View on SEC IAPD

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OSAIC WEALTH, INC.
GOLDSTRIKE CAPITAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STATE FARM INVESTMENT MANAGEMENT CORP.
PRINCIPAL SECURITIES, INC.

Other Investors

RONALD HONGO
CHARLES KENNETH PIKE
DAVID VINCIGUERRA
MATTHEW JAY GOVENDO
GIOVANNI BONAVENTURA VITALE
CHAD N GERMAIN
Anthony Cerra
GENNARO CONCOLINO

Other Offices

LPL FINANCIAL LLC · NORTH SYRACUSE, NY
CETERA INVESTMENT ADVISERS LLC · N SYRACUSE, NY
UPSTATE ADVISORS GROUP · NORTH SYRACUSE, NY
OSAIC WEALTH, INC. · NORTH SYRACUSE, NY
LPL FINANCIAL LLC · NORTH SYRACUSE, NY
GOLDSTRIKE CAPITAL LLC · NORTH SYRACUSE, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CICERO, NY
STATE FARM INVESTMENT MANAGEMENT CORP. · Syracuse, NY

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