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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-10-26
  • NY RA
    APPROVED
    Since 2023-10-26

Branch Locations

312 S Main St, North Syracuse, NY 13212 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ronald J. Hongo, Cpa, Pc North Syracuse NY 04/1968 Present
Ronald J. Hongo North Syracuse NY 07/1975 Present
Avantax Investment Services, Inc. North Syracuse NY 10/2005 09/2023
Avantax Advisory Services North Syracuse NY 11/2007 10/2023
Lpl Financial Llc North Syracuse NY 10/2023 Present
  • 04/1968 → Present
    Ronald J. Hongo, Cpa, Pc
    North Syracuse, NY
  • 07/1975 → Present
    Ronald J. Hongo
    North Syracuse, NY
  • 10/2005 → 09/2023
    Avantax Investment Services, Inc.
    North Syracuse, NY
  • 11/2007 → 10/2023
    Avantax Advisory Services
    North Syracuse, NY
  • 10/2023 → Present
    North Syracuse, NY
Previous Registrations
  • 2021-08-30 → 2023-11-03
    Avantax Advisory Services
    North Syracuse, NY
Other Businesses

1) 10/18/2023 - RONALD J. HONGO - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 55 Hours per month. 2) 10/26/2023 - RONALD J. HONGO, CPA, PC - Tax Prep/Accounting/CPA - tax returns - Investment related - At Reported Business Location(s) - 160 Hours per month/ 8 Hours During Trading - Start date: 12/15/1989.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-04-25
  • S63 Uniform Securities Agent State Law Examination
    2006-04-25

View on SEC IAPD

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