David Vinciguerra

Current Employers

Employment History

• 10/1996 → Present
  Cadaret, Grant & Co., Inc.
  North Syracuse, NY
• 10/1996 → Present
  Jsd & Associates, Inc.
  North Syracuse, NY
• 05/2007 → Present
  Upstate Advisors Group
  North Syracuse, NY
• 05/2018 → 06/2024
  Securities America Inc.
  North Syracuse, NY
• 05/2018 → 06/2024
  Securities America Advisors
  North Syracuse, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  North Syracuse, NY
• 06/2024 → Present
  Osaic Wealth, Inc.
  North Syracuse, NY

Previous Registrations

• 2021-07-27 → 2024-12-31
  Upstate Advisors Group
  North Syracuse, NY
• 2021-05-17 → 2024-06-14
  Securities America Advisors, Inc.
  North Syracuse, NY
• 2002-10-25 → 2003-09-24
  Cadaret, Grant & Co., Inc.
  North Syracuse, NY

Other Businesses

1. INSURANCE SALES POSITION: Insurance Sales NATURE: Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2017 ADDRESS: 453 S. Main St, N. Syracuse NY 13212 DESCRIPTION: Health Insurance 2. UPSTATE ADVISORS POSITION: advisor NATURE: Advisory Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2008 ADDRESS: 453 S. Main St, N. Syracuse NY 13212 DESCRIPTION: Advisory Services and financial planning 3. T/U/W [REDACTED] POSITION: co-trustee NATURE: I have been acting as co-trustee for T/U/W of [REDACTED] Account number [REDACTED], which is domiciled at Cadaret Grant (Pershing), since 2013. The beneficiary of this trust has passed, and I am awaiting verification of instructions to liquidate and send to [REDACTED] Estate. The account was left at Cadaret Grant because it will close soon. Update as of May 15th 2019. Attorneys have asked that this account along with the Estate account be transferred to Securities America. The account will have the accounting and any final fees paid out and transferred to the remaining balance to the estate account. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/13/2013 ADDRESS: 453 S. Main St., N. Syracuse NY 13212 DESCRIPTION: Before beneficiary passing, we, as co-trustees, would receive monthly/quarterly bills to maintain a residence that was owned by the decedent and reimburse expenses. 4. DAVID VINCIGUERRA/GIOVANNI VITALE POSITION: owner NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2011 ADDRESS: 453 S. Main St, NORTH SYRACUSE NY 13212 DESCRIPTION: own real estate that our office is housed in. 5. 453 S. MAIN ST POSITION: Owner NATURE: Rental Property with Gio Vitale at 453 S. Main St. North Syracuse, NY 13212 INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/01/2011 ADDRESS: 453 S. Main St., North Syracuse NY 13212 DESCRIPTION: Gio and I own the property. There is an upstairs apartment that is rented, and another financial advisor who rents an office. 6. JSD & ASSOCIATES, INC. POSITION: President NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 100 START DATE: 01/01/1998 ADDRESS: 453 S. Main St, Syracuse NY 13212, United States DESCRIPTION: This entity is the name we contact our security business.

Exams

• S66 Uniform Combined State Law Examination
  2008-02-05
• S63 Uniform Securities Agent State Law Examination
  1990-02-15

Other Names

• David Vinciguerra
• David Vinciquerra