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Anthony Cerra

LPl Enterprise, LLC

North Syracuse, NY

Syracuse, NY

CRD 6588353

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14

Branch Locations

503 N Main St, North Syracuse, NY 13212 • United States

500 Plum St Ste 301, Syracuse, NY 13204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Dewitt NY 10/2015 11/2024
Prudential Insurance Company Of America Dewitt NY 02/2016 Present
Lpl Enterprise, Llc Syracuse NY 11/2024 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-01-27
  • S63 Uniform Securities Agent State Law Examination
    2016-01-27
Other Names
  • Anthony Cerra
  • Anthony John Cerra

View on SEC IAPD

Nearby Firms

LPL FINANCIAL LLC
CETERA INVESTMENT ADVISERS LLC
UPSTATE ADVISORS GROUP

Nearby Investors

RONALD HONGO
CHARLES KENNETH PIKE
DAVID VINCIGUERRA

Nearby Offices

LPL FINANCIAL LLC · NORTH SYRACUSE, NY
CETERA INVESTMENT ADVISERS LLC · N SYRACUSE, NY
UPSTATE ADVISORS GROUP · NORTH SYRACUSE, NY

More in North Syracuse, NY

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