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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2018-09-28 |
| TX | RA | APPROVED | 2018-09-28 |
Branch Locations
250 Nicollet Mall Suite 2000, 16Th Floor, Minneapolis, MN 55401-1931 • United States
Minneapolis, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Minneapolis | MN | 06/2009 | 09/2018 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 09/2018 |
| Rbc Capital Markets, Llc. | Minneapolis | MN | 09/2018 | Present |
YOUTH PERFORMANCE COMPANY; ADDRESS: 3338 UNIVERSITY AVENUE SE, MINNEAPOLIS, MN 55414; NOT INVESTMENT RELATED; BUSINESS DESCRIPTION: NON-PROFIT YOUTH THEATER COMPANY; CAPACITY: BOARD OF DIRECTORS/TREASURER; START DATE: 8/1/1992; DUTIES: I AM GENERALLY INVOVLED WITH BASIC NON-PROFIT BOARD MEMBERSHIP DUTIES, INCLUDING APPROVING THE ANNUAL BUDGET, REVIEWING THE COMPANY'S POLICIES, PROMOTING THEIR MISSION, AND INVOLVEMENT IN VARIOUS FUNDRAISING EVENTS LIKE THEIR ANNUAL GALA AND ASK EVENTS; HOURS DEVOTED PER MONTH: 1; HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1982-01-12 |
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