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Kirk Michael Tushaus

Tushaus Wealth Management

Scottsdale, AZ

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Current Employers
Tushaus Wealth Management

9141 E Hidden Spur Trail, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2023-03-14
KS RA APPROVED 2022-05-27
AZ RA APPROVED 2022-05-03
CO RA APPROVED 2022-04-20
CA RA APPROVED 2022-04-19
TX RA APPROVED_RES 2022-04-19
  • SD RA
    APPROVED
    Since 2023-03-14
  • KS RA
    APPROVED
    Since 2022-05-27
  • AZ RA
    APPROVED
    Since 2022-05-03
  • CO RA
    APPROVED
    Since 2022-04-20
  • CA RA
    APPROVED
    Since 2022-04-19
  • TX RA
    APPROVED_RES
    Since 2022-04-19

Branch Locations

9141 E Hidden Spur Trail, Scottsdale, AZ 85255 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lasalle Street Investment Advisors/ Securites Scottsdale AZ 03/2014 09/2017
Williams Palmer/Optimist Retirement Group Scottsdale AZ 08/2017 08/2021
Tushaus Wealth Management Llc Scottsdale AZ 12/2020 01/2022
Tushaus Group Llc Scottsdale AZ 04/2022 Present
  • 03/2014 → 09/2017
    Lasalle Street Investment Advisors/ Securites
    Scottsdale, AZ
  • 08/2017 → 08/2021
    Williams Palmer/Optimist Retirement Group
    Scottsdale, AZ
  • 12/2020 → 01/2022
    Tushaus Wealth Management Llc
    Scottsdale, AZ
  • 04/2022 → Present
    Tushaus Group Llc
    Scottsdale, AZ
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-03-14
S63 Uniform Securities Agent State Law Examination 1982-01-13
  • S65 Uniform Investment Adviser Law Examination
    1995-03-14
  • S63 Uniform Securities Agent State Law Examination
    1982-01-13

View on SEC IAPD

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