Best Investors Account Sign in
Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2017-06-20
  • MI RA
    APPROVED
    Since 2017-06-20

Branch Locations

15 Capital Ave. Ne Suite 225, Battle Creek, MI 49017 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Inc. Grand Rapids MI 01/1988 06/2017
Lpl Financial, Llc Battle Creek MI 06/2017 Present
Global Retirement Partners, Llc Battle Creek MI 06/2017 Present
  • 01/1988 → 06/2017
    Mml Investors Services, Inc.
    Grand Rapids, MI
  • 06/2017 → Present
    Lpl Financial, Llc
    Battle Creek, MI
  • 06/2017 → Present
    Battle Creek, MI
Previous Registrations
Other Businesses

1.06/15/2017 - DUVAL RETIREMENT ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 80%/ BATTLE CREEK, MI 2.06/15/2017 - MICHIGAN PENSION GROUP/ THIRD PARTY ADMINISTRATOR (TPA)/ 20%/ BATTLE CREEK, MI. 3. 6/19/2017 - GLOBAL RETIREMENT PARTNERS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 3/15/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 6/26/2017 - Duval Retirement Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/23/2017 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 80%.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-01
S63 Uniform Securities Agent State Law Examination 1992-07-02
  • S65 Uniform Investment Adviser Law Examination
    2010-09-01
  • S63 Uniform Securities Agent State Law Examination
    1992-07-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Battle Creek, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor