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4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2017-06-20 |
Branch Locations
15 Capital Ave. Ne Suite 225, Battle Creek, MI 49017 • United States
4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Grand Rapids | MI | 01/1988 | 06/2017 |
| Lpl Financial, Llc | Battle Creek | MI | 06/2017 | Present |
| Global Retirement Partners, Llc | Battle Creek | MI | 06/2017 | Present |
1.06/15/2017 - DUVAL RETIREMENT ADVISORS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 80%/ BATTLE CREEK, MI 2.06/15/2017 - MICHIGAN PENSION GROUP/ THIRD PARTY ADMINISTRATOR (TPA)/ 20%/ BATTLE CREEK, MI. 3. 6/19/2017 - GLOBAL RETIREMENT PARTNERS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 3/15/2017 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 160 hours per month on this activity. Please see the Form ADV of the advisory firm for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 6/26/2017 - Duval Retirement Advisors - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 05/23/2017 - 120 Hours Per Month/6 Hours During Securities Trading - Time Spent 80%.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-01 |
| S63 | Uniform Securities Agent State Law Examination | 1992-07-02 |
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